Charles Mok is a senior associate in the Commercial Department. He was previously a trainee with the firm. Since qualification, he has acted on several high profile mergers and acquisitions and joint ventures in Hong Kong and the PRC as well as a wide range of corporate and commercial transactions.
In addition, he also has an active practice advising on SFC licensing and compliance matters as part of the Financial Services team servicing a wide range of clients from boutique firms, funds, and financial institutions. He frequently advises on applications for all types of intermediary licences under the Securities and Futures Ordinance as well as on sales and purchases of licensed corporations (including the consequential change of substantial shareholders applications). He has also represented clients on application for membership of the Hong Kong Stock and Futures Exchanges.
Speaks Cantonese and English
- Bachelor of Laws, University of Hong Kong (Hons)
- Solicitor, Hong Kong (2009)